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FINRA reaching out to a sample of registered representatives for input

FINRA has announced that they will be contacting a random sample of individuals who hold the General Securities Representative registration (Series 7) on September 14th for a job analysis survey.  These individuals will be invited to participate and provide input on their present job role, responsibilities and functions.  Through this survey, FINRA plans to use the feedback to help ensure that the contents of the exam remain topical.  Any questions regarding this survey can be directed to FINRAQualifications@finra.org.

 

 

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